Entry Level Compliance Support Job at KellyMitchell Group, White Plains, NY

WHFwaG9lZExZVTRRemhwSjYrcFFmYVNjSVE9PQ==
  • KellyMitchell Group
  • White Plains, NY

Job Description

Job Summary:

Our client is seeking an Entry Level Compliance Support to join their team! This position is located in White Plains, New York.

Duties:

  • Review and maintain documentation for disciplinary and supervision cases, ensuring accuracy and confidentiality
  • Monitor agent communications and escalate potential compliance or conduct issues as appropriate
  • Ensure branch offices adhere to established supervision and compliance workflows
  • Support compliance reporting, data tracking, and trend analysis to identify areas of improvement
  • Assist in managing Ethics Point submissions and Enhanced Underwriting review processes
  • Coordinate with internal stakeholders and maintain timely, professional communication
  • Utilize disciplinary action systems and manage related correspondence and documentation efficiently

Desired Skills/Experience:

  • Bachelor’s degree in Business, Accounting, or a related field
  • 1+ years of experience in insurance, securities compliance, or operational support preferred
  • Strong analytical, investigative, and organizational abilities
  • Excellent written and verbal communication skills
  • Proficient in Microsoft Office Suite

Benefits:

  • Medical, Dental, & Vision Insurance Plans
  • Employee-Owned Profit Sharing (ESOP)
  • 401K offered

The approximate pay range for this position is between $18.00 and $26.00 . Please note that the pay range provided is a good faith estimate. Final compensation may vary based on factors including but not limited to background, knowledge, skills, and location. We comply with local wage minimums.

Job Tags

Work at office, Local area,

Similar Jobs

KellyMitchell Group

Entry Level Compliance Support Job at KellyMitchell Group

 ...Job Summary: Our client is seeking an Entry Level Compliance Support to join their team!...  ...Ethics Point submissions and Enhanced Underwriting review processes Coordinate with internal...  ...field ~1+ years of experience in insurance, securities compliance, or operational... 

Numera LLC

Office Admin/Receptionist Job at Numera LLC

 ...both internally and externally. Ultimately, the goal is to properly greet, direct and assist visitors so they can enhance their experience of working with us. Responsibilities: Answer phones, take messages and transfer callers to appropriate personnel. Greet visitors... 

Summit Recruiting Group

Otolaryngology Physician Job at Summit Recruiting Group

 ...medical and surgical management and treatment of patients with disease and disorders of the of ear, nose, and throat Diagnose and...  ...including pulmonology/Critical Care, endocrinology/diabetes, infectious disease, neurology, obstetrics/gynecology, psychiatry and rheumatology... 

Pride Health

Medical Assistant Job at Pride Health

 ...Job description: Pride Health is seeking a Medical Assistant to join a team in Menomonee Falls, WI. This role focuses on delivering...  ...clinical visits, ensuring smooth operations and a positive patient experience. Job Summary: A Medical Assistant is a healthcare... 

KPFF Consulting Engineers

Structural Engineering Project Manager Job at KPFF Consulting Engineers

Company Description At KPFF Consulting Engineers , we are more than just an engineering design firm . For over 60 years , we have dedicated ourselves to innovative, sustainable engineering that shapes the built environment and tackles complex infrastructure...